Partners In Planning believes strongly in investor protection and in strengthening public confidence in the Canadian mutual fund industry.  PIP’s compliance team has a Provincial Compliance Officer assigned to oversee compliance business and management for each jurisdiction in which Partners is registered. The team has overall responsibility for:

• Ensuring Partners In Planning and its Advisors meet or exceed industry standards
• Informing Advisors of any regulatory changes
• Providing compliance leadership to Branch Managers and Advisors

The Compliance team’s work is governed by the Securities Commissions in each province and by the MFDA.